- The video of every lesson, and the word-for-word transcript beside it
- Every claim linked to its primary source, with a source register per lesson
- An assessment for each of the 7 modules, and an end-of-course assessment
- A printable certificate carrying your name, the date and the content version
- The downloadable artefacts and one page references for this course
Expensing it? The invoice can be made out to your firm, with its VAT number and your purchase order reference. Buying for several people: seats for a team.
The narrated video runs about 1 hour 31 minutes across the 30 lessons. That is short on purpose: no filler and no reading out of the law, with the work in the transcripts, the sources, the assessments and the artefacts.
Module 2. The RC and the RR, the two people who answer
Why Luxembourg requires two named people rather than one, what article 40 obliges you to notify to the CSSF and when, what article 43 forbids you to combine, the three documents that leave the entity every year, and what article 8-4 permits against you personally.
Every instrument this lesson is built from, linked to its official text
Article 41 deals with delegation and article 43 restricts the accumulation of functions. Points 96, 97 and 169 of Circular CSSF 18/698 set out the separations required in the fund management context.
- CSSF Regulation No 12-02 of 14 December 2012 Coordinated version published by the CSSF https://www.cssf.lu/en/Document/cssf-regulation-n12-02-2/
- Circular CSSF 18/698 of 23 August 2018 Authorisation and organisation of Luxembourg investment fund managers https://www.cssf.lu/en/Document/circular-cssf-18-698/
Module 2. The RC and the RR, the two people who answer
- Lesson 2.1. Why there are two people and not one 2:44
- Lesson 2.2. Appointment, notification and the file the CSSF sees 2:47
- Lesson 2.3. Delegation, and what may not be combined 2:25 · this page
- Lesson 2.4. The annual cycle: who writes what, and who signs it 2:51
- Lesson 2.5. What you are personally exposed to 3:40
Open this lesson
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